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Hewlett Packard Enterprise Co Director's Dealing 2019

Dec 11, 2019

30133_dirs_2019-12-10_4c4ec026-e3ff-4bcb-abe9-0f1d4dac91d3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-07

Reporting Person: Ricci Jeff T (SVP, Controller & PAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-07 Common Stock M 10934 $15.91 Acquired 10934 Direct
2019-12-07 Common Stock F 3782 $15.91 Disposed 7152 Direct
2019-12-07 Common Stock M 21009 $15.91 Acquired 28161 Direct
2019-12-07 Common Stock F 7266 $15.91 Disposed 20895 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-07 Restricted Stock Units $ M 10934 Disposed Common Stock (10934) Direct
2019-12-07 Restricted Stock Units $ M 21009 Disposed Common Stock (21009) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 706 vested dividend equivalent rights and a de minimus adjustment of 0.9772 due to fractional rounding of the dividend equivalent rights.

F3: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,084 vested dividend equivalent rights and a de minimus adjustment of 0.4108 due to fractional rounding of the dividend equivalent rights.