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Hewlett Packard Enterprise Co — Director's Dealing 2019
Dec 11, 2019
30133_dirs_2019-12-10_4c4ec026-e3ff-4bcb-abe9-0f1d4dac91d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-07
Reporting Person: Ricci Jeff T (SVP, Controller & PAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-07 | Common Stock | M | 10934 | $15.91 | Acquired | 10934 | Direct |
| 2019-12-07 | Common Stock | F | 3782 | $15.91 | Disposed | 7152 | Direct |
| 2019-12-07 | Common Stock | M | 21009 | $15.91 | Acquired | 28161 | Direct |
| 2019-12-07 | Common Stock | F | 7266 | $15.91 | Disposed | 20895 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-07 | Restricted Stock Units | $ | M | 10934 | Disposed | Common Stock (10934) | Direct | |
| 2019-12-07 | Restricted Stock Units | $ | M | 21009 | Disposed | Common Stock (21009) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 706 vested dividend equivalent rights and a de minimus adjustment of 0.9772 due to fractional rounding of the dividend equivalent rights.
F3: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,084 vested dividend equivalent rights and a de minimus adjustment of 0.4108 due to fractional rounding of the dividend equivalent rights.