Hewlett Packard Enterprise Co — Director's Dealing 2019

Dec 11, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-07

Reporting Person: Rothman Irv (President Financial Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-07	Common Stock	M	8794	$15.91	Acquired	8794	Direct
2019-12-07	Common Stock	F	4139	$15.91	Disposed	4655	Direct
2019-12-07	Common Stock	M	12359	$15.91	Acquired	17014	Direct
2019-12-07	Common Stock	F	5813	$15.91	Disposed	11201	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-07	Restricted Stock Units	$	M	8794	Disposed		Common Stock (8794)	Direct
2019-12-07	Restricted Stock Units	$	M	12359	Disposed		Common Stock (12359)	Direct
2019-07-03	Restricted Stock Units	$	A	389.8949	Acquired		Common Stock (389.8949)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 124.6276 dividend equivalent rights that reflect 60.5322 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 64.0954 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 567 vested dividend equivalent rights and a de minimus adjustment of 0.2168 due to fractional rounding of the dividend equivalent rights.

F3: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 355.1137 dividend equivalent rights that reflect 172.4804 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 182.6333 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 638 vested dividend equivalent rights and a de minimus adjustment of 0.5703 due to fractional rounding of the dividend equivalent rights.

F4: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 389.8949 dividend equivalent rights that reflect 189.3738 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 200.5211 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.