Hewlett Packard Enterprise Co — Director's Dealing 2019

Dec 11, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-07

Reporting Person: SCHULTZ JOHN F (EVP, CLAA & SEC)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-07	Common Stock	M	33410	$15.91	Acquired	389443.9884	Direct
2019-12-07	Common Stock	F	16566	$15.91	Disposed	372877.9884	Direct
2019-12-07	Common Stock	M	49433	$15.91	Acquired	422310.9884	Direct
2019-12-07	Common Stock	F	24510	$15.91	Disposed	397800.9884	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-07	Restricted Stock Units	$	M	33410	Disposed		Common Stock (33410)	Direct
2019-12-07	Restricted Stock Units	$	M	49433	Disposed		Common Stock (49433)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 2,157 vested dividend equivalent rights and a de minimus adjustment of 0.5176 due to fractional rounding of the dividend equivalent rights.

F3: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,551 vested dividend equivalent rights and a de minimus adjustment of 0.3692 due to fractional rounding of the dividend equivalent rights.