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Hewlett Packard Enterprise Co — Director's Dealing 2019
Dec 13, 2019
30133_dirs_2019-12-12_2aadb083-b1d6-4786-8511-7d035b26ff5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-10
Reporting Person: Karros Kirt P (SVP, Finance & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-10 | Common Stock | M | 14148 | $15.84 | Acquired | 33023 | Direct |
| 2019-12-10 | Common Stock | F | 4893 | $15.84 | Disposed | 28130 | Direct |
| 2019-12-11 | Common Stock | S | 18875 | $16.00 | Disposed | 9255 | Direct |
| 2019-12-12 | Common Stock | S | 9255 | $16.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-10 | Restricted Stock Units | $ | M | 14148 | Disposed | Common Stock (14148) | Direct | |
| 2019-12-10 | Restricted Stock Units | $ | A | 41035 | Acquired | Common Stock (41035) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/09/19.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 421 vested dividend equivalent rights and a de minimus adjustment of 0.6761 due to fractional rounding of the dividend equivalent rights.
F4: On 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which will vest on each of 12/10/20 and 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.