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Hewlett Packard Enterprise Co — Director's Dealing 2019
Dec 13, 2019
30133_dirs_2019-12-12_e800aec2-49b2-4b75-a41b-365c55cf207e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-10
Reporting Person: MAY ALAN RICHARD (EVP, Chief People Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-10 | Common Stock | M | 29473 | $15.84 | Acquired | 158884 | Direct |
| 2019-12-10 | Common Stock | F | 14614 | $15.84 | Disposed | 144270 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-10 | Restricted Stock Units | $ | M | 29473 | Disposed | Common Stock (29473) | Direct | |
| 2019-12-10 | Restricted Stock Units | $ | A | 94697 | Acquired | Common Stock (94697) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100827 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, and 28,598 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 876 vested dividend equivalent rights and a de minimus adjustment of 0.3482 due to fractional rounding of the dividend equivalent rights.
F3: On 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which will vest on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.