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Hewlett Packard Enterprise Co — Director's Dealing 2019
Dec 13, 2019
30133_dirs_2019-12-12_5323d7b7-7967-4f9b-b8b7-409b79f8e5a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-10
Reporting Person: Rothman Irv (President Financial Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-10 | Common Stock | M | 8843 | $15.84 | Acquired | 20044 | Direct |
| 2019-12-10 | Common Stock | F | 4357 | $15.84 | Disposed | 15687 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-10 | Restricted Stock Units | $ | M | 8843 | Disposed | Common Stock (8843) | Direct | |
| 2019-12-10 | Restricted Stock Units | $ | A | 34722 | Acquired | Common Stock (34722) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,579 of which will vest on 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 264 vested dividend equivalent rights and a de minimus adjustment of 0.3014 due to fractional rounding of the dividend equivalent rights.
F3: On 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.