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Hewlett Packard Enterprise Co Director's Dealing 2019

Dec 13, 2019

30133_dirs_2019-12-12_5323d7b7-7967-4f9b-b8b7-409b79f8e5a9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-10

Reporting Person: Rothman Irv (President Financial Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-10 Common Stock M 8843 $15.84 Acquired 20044 Direct
2019-12-10 Common Stock F 4357 $15.84 Disposed 15687 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-10 Restricted Stock Units $ M 8843 Disposed Common Stock (8843) Direct
2019-12-10 Restricted Stock Units $ A 34722 Acquired Common Stock (34722) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,579 of which will vest on 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 264 vested dividend equivalent rights and a de minimus adjustment of 0.3014 due to fractional rounding of the dividend equivalent rights.

F3: On 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.