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Hewlett Packard Enterprise Co — Director's Dealing 2019
Dec 13, 2019
30133_dirs_2019-12-12_7c5a9aa5-71bb-4d85-a421-eea6fec165ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-12-10
Reporting Person: SCHULTZ JOHN F (EVP, CLAA & SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-10 | Common Stock | M | 38316 | $15.84 | Acquired | 436116.9884 | Direct |
| 2019-12-10 | Common Stock | F | 18998 | $15.84 | Disposed | 417118.9884 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-10 | Restricted Stock Units | $ | M | 38316 | Disposed | Common Stock (38316) | Direct | |
| 2019-12-10 | Restricted Stock Units | $ | A | 110480 | Acquired | Common Stock (110480) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,139 vested dividend equivalent rights and a de minimus adjustment of 0.6497 due to fractional rounding of the dividend equivalent rights.
F3: On 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.