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Hewlett Packard Enterprise Co — Director's Dealing 2018
Apr 5, 2018
30133_dirs_2018-04-05_d69019c7-1048-4d82-90c6-78294f78c9bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-04-04
Reporting Person: WHITMAN MARGARET C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-04 | Common Stock | M | 58821 | $8.83 | Acquired | 1889514 | Direct |
| 2018-04-04 | Common Stock | S | 58821 | $16.9835 | Disposed | 1830693 | Direct |
| 2018-04-04 | Common Stock | M | 278179 | $8.73 | Acquired | 2108872 | Direct |
| 2018-04-04 | Common Stock | S | 278179 | $16.9835 | Disposed | 1830693 | Direct |
| 2018-04-04 | Common Stock | M | 2067 | — | Acquired | 1832760 | Direct |
| 2018-04-05 | Common Stock | M | 337000 | $8.73 | Acquired | 2169760 | Direct |
| 2018-04-05 | Common Stock | S | 337000 | $17.2576 | Disposed | 1832760 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-04 | Employee Stock Options (right to buy) | $8.83 | M | 58821 | Disposed | 2019-02-03 | Common Stock (58821) | Direct |
| 2018-04-04 | Employee Stock Options (right to buy) | $8.73 | M | 278179 | Disposed | 2019-02-03 | Common Stock (278179) | Direct |
| 2018-04-05 | Employee Stock Options (right to buy) | $8.73 | M | 337000 | Disposed | 2019-02-03 | Common Stock (337000) | Direct |
| 2018-04-04 | Restricted Stock Units | $ | M | 2067 | Disposed | Common Stock (2067) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.
F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.79 to $17.13. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.12 to $17.42. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F4: There is no reportable change since the last filing. This is a reiteration of holdings only.
F5: This option became exercisable beginning on this date.
F6: This option is no longer exercisable beginning on this date.
F7: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F8: As previously reported, on 02/02/18 the reporting person was granted 2,067 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.