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Hewlett Packard Enterprise Co — Director's Dealing 2018
Sep 24, 2018
30133_dirs_2018-09-24_0fdcb334-2de5-4eea-b67b-eeb446a132a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-09-20
Reporting Person: Davis Philip (CSO, Pres Hybrid IT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-20 | Common Stock | M | 24875 | $16.87 | Acquired | 39516 | Direct |
| 2018-09-20 | Common Stock | F | 12334 | $16.87 | Disposed | 27182 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-04 | Restricted Stock Units | $ | A | 111.2128 | Acquired | Common Stock (111.2128) | Direct | |
| 2018-07-04 | Restricted Stock Units | $ | A | 163.601 | Acquired | Common Stock (163.601) | Direct | |
| 2018-07-04 | Restricted Stock Units | $ | A | 373.3294 | Acquired | Common Stock (373.3294) | Direct | |
| 2018-09-20 | Restricted Stock Units | $ | M | 24875 | Disposed | Common Stock (24875) | Direct | |
| 2018-07-04 | Restricted Stock Units | $ | A | 1606.9144 | Acquired | Common Stock (1606.9144) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 111.2128 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F3: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which will vest on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 163.6010 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F4: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 373.3294 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F5: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 419 vested dividend equivalent rights and a de minimus adjustment of 0.8535 due to fractional rounding of the dividend equivalent rights.
F6: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,606.9144 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.