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Hewlett Packard Enterprise Co Director's Dealing 2018

Jan 25, 2018

30133_dirs_2018-01-25_2cc81987-19ee-4f4a-bb43-5e9ed4273532.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-01-23

Reporting Person: Gomez Henry (EVP, CM & CO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-23 Common Stock M 363278 $8.62 Acquired 363278 Direct
2018-01-23 Common Stock S 363278 $16.5175 Disposed 0 Direct
2018-01-23 Common Stock M 212609 $8.83 Acquired 212609 Direct
2018-01-23 Common Stock S 212609 $16.5175 Disposed 0 Direct
2018-01-24 Common Stock M 229327 $8.92 Acquired 229327 Direct
2018-01-24 Common Stock S 229327 $16.75 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-23 Employee Stock Option (Right to Buy) $8.62 M 363278 Disposed 2023-11-02 Common Stock (363278) Direct
2018-01-23 Employee Stock Option (Right to Buy) $8.83 M 212609 Disposed 2023-12-09 Common Stock (212609) Direct
2018-01-24 Employee Stock Option (Right to Buy) $8.92 M 229327 Disposed 2021-12-11 Common Stock (229327) Direct
2018-01-03 Restricted Stock Units $ A 296.2806 Acquired Common Stock (296.2806) Direct
2018-01-03 Restricted Stock Units $ A 132.5 Acquired Common Stock (132.5) Direct
2018-01-03 Restricted Stock Units $ A 318.9082 Acquired Common Stock (318.9082) Direct
2018-01-03 Restricted Stock Units $ A 493.3418 Acquired Common Stock (493.3418) Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/02/17.

F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.44 to $16.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: This option will become exercisable beginning on this date.

F5: This option is no longer exercisable beginning on this date.

F6: As previously reported, on 11/02/15 the reporting person was granted 103,520 Restricted Stock Units ("RSUs), 34,506 of which vested on 11/02/16, 58,070 of which vested on 11/02/17, and 58,071 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 296.2806 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F7: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 132.5000 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F8: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 318.9082 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F9: As previously reported, on 12/07/17 the reporting person was granted 96,695 RSUs, 32,231 of which will vest on 12/07/18, and 32,232 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 493.3418 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.