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Hewlett Packard Enterprise Co — Director's Dealing 2018
May 30, 2018
30133_dirs_2018-05-30_4e705ee4-05c1-4f3d-a944-139e117de0c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-05-27
Reporting Person: STONESIFER TIMOTHY C. (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-27 | Common Stock | M | 93931 | $15.52 | Acquired | 252657 | Direct |
| 2018-05-27 | Common Stock | F | 46572 | $15.52 | Disposed | 206085 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-27 | Restricted Stock Units | $ | M | 89600 | Disposed | Common Stock (89600) | Direct | |
| 2018-04-04 | Restricted Stock Units | $ | A | 168.3174 | Acquired | Common Stock (168.3174) | Direct | |
| 2018-04-04 | Restricted Stock Units | $ | A | 123.1783 | Acquired | Common Stock (123.1783) | Direct | |
| 2018-04-04 | Restricted Stock Units | $ | A | 395.287 | Acquired | Common Stock (395.287) | Direct | |
| 2018-04-04 | Restricted Stock Units | $ | A | 687.9478 | Acquired | Common Stock (687.9478) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 05/27/15, the reporting person was granted 88,810 Restricted Stock Units ("RSUs"), 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which vested on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 389.5652 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 4,331 vested dividend equivalent rights and a de minimus adjustment of 0.2676 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
F3: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 38,713 of which vested on 11/02/17, and 38,713 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 168.3174 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F4: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 28,331 of which vested on 12/09/17, and 28,331 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 123.1783 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F5: As previously reported, on 12/07/16, the reporting person was granted 81,037 RSUs, 45,458 of which vested on 12/07/17, and 45,458 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 395.2870 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F6: As previously reported, on 12/07/17, the reporting person was granted 158,228 RSUs, 52,742 of which will vest on 12/07/18, and 52,743 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 687.9478 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18.