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Hewlett Packard Enterprise Co — Director's Dealing 2018
Jun 5, 2018
30133_dirs_2018-06-05_aef2bdff-a18c-4697-9579-c9ff3744b707.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-06-01
Reporting Person: Davis Philip (CSO Interim Pres Hybrid IT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-01 | Common Stock | M | 5871 | $15.53 | Acquired | 5871 | Direct |
| 2018-06-01 | Common Stock | F | 2031 | $15.53 | Disposed | 3840 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-01 | Restricted Stock units | $ | M | 5871 | Disposed | Common Stock (5871) | Direct | |
| 2018-04-04 | Restricted Stock Units | $ | A | 126.9609 | Acquired | Common Stock (126.9609) | Direct | |
| 2018-04-04 | Restricted Stock Units | $ | A | 93.387 | Acquired | Common Stock (93.387) | Direct | |
| 2018-04-04 | Restricted Stock Units | $ | A | 213.1043 | Acquired | Common Stock (213.1043) | Direct | |
| 2018-04-04 | Restricted Stock Units | $ | A | 318.9913 | Acquired | Common Stock (318.9913) | Direct | |
| 2018-04-04 | Restricted Stock Units | $ | A | 917.2609 | Acquired | Common Stock (917.2609) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/09/15 the reporting person was granted 11,331 restricted stock units ("RSUs"), 5,665 of which vested on 12/09/17, and 5,666 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 24.6348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 205 vested dividend equivalent rights and a de minimus adjustment of 0.4570 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
F3: As previously reported, on 06/22/16 the reporting person was granted 29,201 RSUs, 14,600 of which will vest on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 126.9609 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F4: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which will vest on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 93.3870 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F5: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 213.1043 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F6: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which will vest on each of 09/20/18, 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 318.9913 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18.
F7: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 917.2609 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18.