Hewlett Packard Enterprise Co — Director's Dealing 2018

Mar 5, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-02-23

Reporting Person: Melkote Keerti (President Intelligent Edge)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	0	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$8.62	2023-11-02	Common Stock (261340)		Direct
Restricted Stock Units	$		Common Stock (95032.9372)		Direct
Restricted Stock Units	$		Common Stock (29962.1378)		Direct
Restricted Stock Units	$		Common Stock (212046.3776)		Direct

Footnotes

F1: This option became exercisable beginning on this date, vesting in three annual installments of 87,113 on each of 11/02/16 and 11/02/17, and 87,114 on 11/02/18.

F2: This option is no longer exercisable beginning on this date.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F5: On 05/18/15 the reporting person was granted 91,028 restricted stock units ("RSUs"), 91,028 of which will cliff vest on 05/18/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 4,004.9372 dividend equivalent rights accrued but not released since the grant date. Unvested RSUs in this footnote reflect post spin-off conversion adjustments.

F6: On 11/02/15 the reporting person was granted 58,070 RSUs, 29,035 of which vested on 02/23/17, and 29,035 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 927.1378 dividend equivalent rights accrued but not released since the grant date. Unvested RSUs in this footnote reflect post spin-off conversion adjustments.

F7: On 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 1,076.3776 dividend equivalent rights accrued but not released since the grant date.