Hewlett Packard Enterprise Co — Director's Dealing 2018

Jun 5, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-06-01

Reporting Person: Ricci Jeff T (SVP, Controller & PAO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-01	Common Stock	M	72595	$8.62	Acquired	72595	Direct
2018-06-01	Common Stock	S	72595	$15.403	Disposed	0	Direct
2018-06-01	Common Stock	M	17000	$8.83	Acquired	17000	Direct
2018-06-01	Common Stock	S	17000	$15.403	Disposed	0	Direct
2018-06-01	Common Stock	M	25073	$15.53	Acquired	25073	Direct
2018-06-01	Common Stock	F	8802	$15.53	Disposed	16271	Direct
2018-06-01	Common Stock	M	17616	$15.53	Acquired	33887	Direct
2018-06-01	Common Stock	F	8587	$15.53	Disposed	25300	Direct
2018-06-05	Common Stock	S	25300	$15.5456	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-01	Employee Stock Option (Right to Buy)	$8.62	M	72595	Disposed	2023-11-02	Common Stock (72595)	Direct
2018-06-01	Employee Stock Option (Right to Buy)	$8.83	M	17000	Disposed	2023-12-09	Common Stock (17000)	Direct
2018-06-01	Restricted Stock Units	$	M	25073	Disposed		Common Stock (25073)	Direct
2018-06-01	Restricted Stock Units	$	M	17616	Disposed		Common Stock (17616)	Direct
2018-01-03	Restricted Stock Units	$	A	193.297	Acquired		Common Stock (193.297)	Direct
2018-01-03	Restricted Stock Units	$	A	564.8658	Acquired		Common Stock (564.8658)	Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/18.

F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.33 to $15.49. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.45 to $15.635. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F4: This option became exercisable beginning on this date.

F5: This option is no longer exercisable beginning on this date.

F6: This option reflects post spin-off conversion adjustments previously reported.

F7: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8: As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 24,196 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 123.4490 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 105.20 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F9: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 86.7347 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 73.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 616 vested dividend equivalent rights and a de minimus adjustment of 0.3523 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F10: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.2970 dividend equivalent rights being reported include 104.3622 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 88.9348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F11: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 564.8658 dividend equivalent rights being reported include 304.9745 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 259.8913 at $17.25 per RSU credited to the reporting person's account on 04/04/18.