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Hewlett Packard Enterprise Co — Director's Dealing 2018
Apr 5, 2018
30133_dirs_2018-04-05_b6e430d7-4ae2-4cbd-b7ed-1e97f8160110.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-04-04
Reporting Person: Andreessen Marc L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-04 | Common Stock | M | 15351 | — | Acquired | 195337.1749 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-04 | Restricted Stock Units | $ | M | 15351 | Disposed | Common Stock (15351) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Indirect |
Footnotes
F1: The reporting person elected to defer the receipt of his shares of common stock until termination of his service as a member of the Issuer's Board of Directors. On 04/04/18 the reporting person's service ended as a member of the Issuer's Board of Directors, and the shares were delivered to the reporting person. The number of shares directly beneficially owned in column 5 includes these previously deferred shares.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 201.9541 vested dividend equivalent rights and a de minimus adjustment of 0.0459 due to fractional rounding of the dividend equivalent rights. The RSUs in this footnote reflect post spin-off conversion adjustments previously reported.