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Hewlett Packard Enterprise Co — Director's Dealing 2018
Sep 18, 2018
30133_dirs_2018-09-18_15291942-4712-4436-981d-5214743db815.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-09-14
Reporting Person: STONESIFER TIMOTHY C. (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-14 | Common Stock | M | 347906 | $8.83 | Acquired | 637868 | Direct |
| 2018-09-14 | Common Stock | S | 347906 | $16.5715 | Disposed | 289962 | Direct |
| 2018-09-14 | Common Stock | S | 131236 | $16.5715 | Disposed | 158726 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-14 | Employee Stock Option (Right to buy) | $8.83 | M | 347906 | Disposed | 2023-12-09 | Common Stock (347906) | Direct |
| 2018-07-04 | Restricted Stock Units | $ | A | 692.4882 | Acquired | Common Stock (692.4882) | Direct | |
| 2018-07-04 | Restricted Stock Units | $ | A | 1205.1896 | Acquired | Common Stock (1205.1896) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/18. The reporting person ceased being Issuer's CFO and subject to Section 16 on 09/17/18.
F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.48 to $16.66. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3: This option became exercisable beginning on this date.
F4: This option is no longer exercisable beginning on this date.
F5: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F6: As previously reported, on 12/07/16, the reporting person was granted 81,037 Restricted Stock Units ("RSUs"), 45,458 of which vested on 12/07/17, and 45,458 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 692.4882 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F7: As previously reported, on 12/07/17, the reporting person was granted 158,228 RSUs, 52,742 of which will vest on 12/07/18, and 52,743 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,205.1896 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.