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Hewlett Packard Enterprise Co — Director's Dealing 2018
Mar 5, 2018
30133_dirs_2018-03-05_1d2525be-b330-44c9-8ea7-7483b70f0b99.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-02-23
Reporting Person: Davis Philip (CSO Interim Pres Hybrid IT)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $8.83 | 2023-12-09 | Common Stock (11333) | Direct | |
| Employee Stock Option (right to buy) | $14.67 | 2024-12-07 | Common Stock (32221) | Direct | |
| Restricted Stock Units | $ | Common Stock (5845.9082) | Direct | ||
| Restricted Stock Units | $ | Common Stock (29848.4632) | Direct | ||
| Restricted Stock Units | $ | Common Stock (21902.5867) | Direct | ||
| Restricted Stock Units | $ | Common Stock (49845) | Direct | ||
| Restricted Stock Units | $ | Common Stock (73742.3265) | Direct | ||
| Restricted Stock Units | $ | Common Stock (212046.3776) | Direct |
Footnotes
F1: This option became exercisable beginning on this date, vesting in two annual installments of 5,665 on 12/09/17 and 5,668 on 12/09/18.
F2: This option became exercisable beginning on this date, vesting in three annual installments of 10,740 on each of 12/07/17 and 12/07/18, and 10,741 on 12/07/19.
F3: This option is no longer exercisable beginning on this date.
F4: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.
F6: On 12/09/15 the reporting person was granted 11,331 restricted stock units ("RSUs"), 5,665 of which vested on 12/09/17, and 5,666 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 179.9082 dividend equivalent rights accrued but not released since the grant date. Unvested RSUs in this footnote reflect post spin-off conversion adjustments.
F7: On 06/22/16 the reporting person was granted 29,201 RSUs, 14,600 of which will vest on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 647.4632 dividend equivalent rights accrued but not released since the grant date. Unvested RSUs in this footnote reflect post spin-off conversion adjustments.
F8: On 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which will vest on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 423.5867 dividend equivalent rights accrued but not released since the grant date. Unvested RSUs in this footnote reflect post spin-off conversion adjustments.
F9: On 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 831 dividend equivalent rights accrued but not released since the grant date. Unvested RSUs in this footnote reflect post spin-off conversion adjustments.
F10: On 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which will vest on each of 09/20/18, 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 374.3265 dividend equivalent rights accrued but not released since the grant date.
F11: On 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 1,076.3776 dividend equivalent rights accrued but not released since the grant date.