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Hewlett Packard Enterprise Co — Director's Dealing 2018
Jun 5, 2018
30133_dirs_2018-06-05_4df5b88d-8250-4ad4-886b-b9cfede99634.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-06-01
Reporting Person: Karros Kirt P (SVP, Finance & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-01 | Common Stock | M | 25073 | $15.53 | Acquired | 25073 | Direct |
| 2018-06-01 | Common Stock | F | 10004 | $15.53 | Disposed | 15069 | Direct |
| 2018-06-01 | Common Stock | M | 8808 | $15.53 | Acquired | 23877 | Direct |
| 2018-06-01 | Common Stock | F | 4368 | $15.53 | Disposed | 19509 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-01 | Restricted Stock Units | $ | M | 25073 | Disposed | Common Stock (25073) | Direct | |
| 2018-06-01 | Restricted Stock Units | $ | M | 8808 | Disposed | Common Stock (8808) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 18,931 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
F3: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, 6,650 of which vested on 12/09/17, and 8,500 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308 vested dividend equivalent rights and a de minimus adjustment of 0.6762 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.