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Hewlett Packard Enterprise Co — Director's Dealing 2018
Apr 12, 2018
30133_dirs_2018-04-12_15f6578d-88e3-4392-a0d6-d070d109c6f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-04-11
Reporting Person: WHITMAN MARGARET C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-11 | Common Stock | M | 337000 | $8.73 | Acquired | 2169760 | Direct |
| 2018-04-11 | Common Stock | S | 337000 | $17.2092 | Disposed | 1832760 | Direct |
| 2018-04-12 | Common Stock | M | 100039 | $8.73 | Acquired | 1932799 | Direct |
| 2018-04-12 | Common Stock | S | 100039 | $17.429 | Disposed | 1832760 | Direct |
| 2018-04-12 | Common Stock | M | 236961 | $8.62 | Acquired | 2069721 | Direct |
| 2018-04-12 | Common Stock | S | 236961 | $17.429 | Disposed | 1832760 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-11 | Employee Stock Options (right to buy) | $8.73 | M | 337000 | Disposed | 2019-02-03 | Common Stock (337000) | Direct |
| 2018-04-12 | Employee Stock Options (right to buy) | $8.73 | M | 100039 | Disposed | 2019-02-03 | Common Stock (100039) | Direct |
| 2018-04-12 | Employee Stock Options (right to buy) | $8.62 | M | 236961 | Disposed | 2019-02-03 | Common Stock (236961) | Direct |
| 2018-04-05 | Restricted Stock Units | $ | A | 1284.6957 | Acquired | Common Stock (1284.6957) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.
F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.095 to $17.30. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.3301 to $17.48. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F4: There is no reportable change since the last filing. This is a reiteration of holdings only.
F5: This option became exercisable beginning on this date.
F6: This option is no longer exercisable beginning on this date.
F7: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F8: As previously reported, on 12/07/16 the reporting person was granted 263,371 Restricted Stock Units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which will vest on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included is 1,284.6957 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/05/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.