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Hewlett Packard Enterprise Co Director's Dealing 2018

Apr 12, 2018

30133_dirs_2018-04-12_15f6578d-88e3-4392-a0d6-d070d109c6f2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-04-11

Reporting Person: WHITMAN MARGARET C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-11 Common Stock M 337000 $8.73 Acquired 2169760 Direct
2018-04-11 Common Stock S 337000 $17.2092 Disposed 1832760 Direct
2018-04-12 Common Stock M 100039 $8.73 Acquired 1932799 Direct
2018-04-12 Common Stock S 100039 $17.429 Disposed 1832760 Direct
2018-04-12 Common Stock M 236961 $8.62 Acquired 2069721 Direct
2018-04-12 Common Stock S 236961 $17.429 Disposed 1832760 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-11 Employee Stock Options (right to buy) $8.73 M 337000 Disposed 2019-02-03 Common Stock (337000) Direct
2018-04-12 Employee Stock Options (right to buy) $8.73 M 100039 Disposed 2019-02-03 Common Stock (100039) Direct
2018-04-12 Employee Stock Options (right to buy) $8.62 M 236961 Disposed 2019-02-03 Common Stock (236961) Direct
2018-04-05 Restricted Stock Units $ A 1284.6957 Acquired Common Stock (1284.6957) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 66 Indirect

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.095 to $17.30. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.3301 to $17.48. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F4: There is no reportable change since the last filing. This is a reiteration of holdings only.

F5: This option became exercisable beginning on this date.

F6: This option is no longer exercisable beginning on this date.

F7: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8: As previously reported, on 12/07/16 the reporting person was granted 263,371 Restricted Stock Units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which will vest on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included is 1,284.6957 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/05/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.