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Hewlett Packard Enterprise Co — Director's Dealing 2018
May 22, 2018
30133_dirs_2018-05-22_1af4e8bf-6c98-49e9-bdfd-1a57b9f930f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-05-18
Reporting Person: Melkote Keerti (President Intelligent Edge)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-18 | Common Stock | M | 95429 | $17.56 | Acquired | 95429 | Direct |
| 2018-05-18 | Common Stock | F | 46401 | $17.56 | Disposed | 49028 | Direct |
| 2018-05-22 | Common Stock | S | 49028 | $17.5707 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-18 | Restricted Stock Units | $ | M | 95429 | Disposed | Common Stock (95429) | Direct | |
| 2018-04-04 | Restricted Stock Units | $ | A | 126.2391 | Acquired | Common Stock (126.2391) | Direct | |
| 2018-04-04 | Restricted Stock Units | $ | A | 917.2609 | Acquired | Common Stock (917.2609) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/07/18.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $17.50 to $17.67. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4: As previously reported, on 05/18/15 the reporting person was granted 91,028 restricted stock units ("RSUs"), 91,028 of which cliff vested 05/18/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 395.7739 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 4,401 vested dividend equivalent rights and a de minimus adjustment of 0.2889 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
F5: As previously reported, on 11/02/15 the reporting person was granted 58,070 RSUs, 29,035 of which vested on 02/23/17, and 29,035 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 126.2391 dividend equivalent rights being reported include 126.2391 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
F6: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 917.2609 dividend equivalent rights being reported include 917.2609 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.