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Hewlett Packard Enterprise Co — Director's Dealing 2018
Nov 6, 2018
30133_dirs_2018-11-06_e5b96205-d8c6-463e-9616-8b6cfaf18cf0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-11-06
Reporting Person: Melkote Keerti (President Intelligent Edge)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-06 | Common Stock | M | 87114 | $8.62 | Acquired | 102284 | Direct |
| 2018-11-06 | Common Stock | S | 87114 | $15.9425 | Disposed | 15170 | Direct |
| 2018-11-06 | Common Stock | S | 15170 | $15.9425 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-06 | Employee Stock Options (right to buy) | $8.62 | M | 87114 | Disposed | 2023-11-02 | Common Stock (87114) | Direct |
| 2018-10-03 | Restricted Stock Units | $ | A | 1416.9627 | Acquired | Common Stock (1416.9627) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plans adopted by the reporting person on 03/07/18 and 09/13/16.
F2: This option became exercisable beginning on this date.
F3: This option is no longer exercisable beginning on this date.
F4: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.87 to $16.02. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F5: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F6: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,416.9627 dividend equivalent rights being reported include 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.