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Hewlett Packard Enterprise Co — Director's Dealing 2018
Dec 12, 2018
30133_dirs_2018-12-11_73723388-894c-4f22-a738-6d689f63f38f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-12-07
Reporting Person: Davis Philip (CSO, Pres Hybrid IT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-07 | Common Stock | M | 11151 | $14.71 | Acquired | 38333 | Direct |
| 2018-12-07 | Common Stock | F | 5529 | $14.71 | Disposed | 32804 | Direct |
| 2018-12-07 | Common Stock | M | 71997 | $14.71 | Acquired | 104801 | Direct |
| 2018-12-07 | Common Stock | F | 35697 | $14.71 | Disposed | 69104 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-03 | Restricted Stock Units | $ | A | 98.0664 | Acquired | Common Stock (98.0664) | Direct | |
| 2018-12-07 | Restricted Stock Units | $ | M | 11151 | Disposed | Common Stock (11151) | Direct | |
| 2018-10-03 | Restricted Stock Units | $ | A | 329.1985 | Acquired | Common Stock (329.1985) | Direct | |
| 2018-10-03 | Restricted Stock Units | $ | A | 328.5134 | Acquired | Common Stock (328.5134) | Direct | |
| 2018-12-07 | Restricted Stock Units | $ | M | 71997 | Disposed | Common Stock (71997) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 98.0664 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F3: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 144.2619 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 413 vested dividend equivalent rights and a de minimus adjustment of 0.1634 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F4: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 329.1985 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F5: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 328.5134 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.
F6: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,674 vested dividend equivalent rights and a de minimus adjustment of 0.4844 due to fractional rounding of the dividend equivalent rights.