Hewlett Packard Enterprise Co — Director's Dealing 2018

Dec 12, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-12-07

Reporting Person: MAY ALAN RICHARD (EVP, HR)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-07	Common Stock	M	29503	$14.71	Acquired	29503	Direct
2018-12-07	Common Stock	F	14629	$14.71	Disposed	14874	Direct
2018-12-07	Common Stock	M	35998	$14.71	Acquired	50872	Direct
2018-12-07	Common Stock	F	17848	$14.71	Disposed	33024	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-07	Restricted Stock Units	$	M	29503	Disposed		Common Stock (29503)	Direct
2018-12-07	Restricted Stock Units	$	M	35998	Disposed		Common Stock (35998)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	110727	Indirect

Footnotes

F1: The total direct beneficial ownership reflects a decrease of 110,727 shares due to the transfer of 110,727 shares into a Joint Trust with the reporting person's spouse on 09/06/18.

F2: The total indirect beneficial ownership reflects an increase of 110,727 shares due to the transfer of 110,727 shares previously reported as being held directly by the reporting person into a Joint Trust with the reporting person's spouse on 09/06/18.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: As previously reported, on 12/07/16, the reporting person was granted 50,648 Restricted Stock Units "RSUs"), 28,410 of which vested on 12/07/17, 28,411 of which vested on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 432.8089 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 381.6470 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,092 vested dividend equivalent rights and a de minimus adjustment of 0.5743 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F5: As previously reported, on 12/07/17, the reporting person was granted 105,485 RSUs, 35,161 of which vested on 12/07/18, and 35,162 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 808.4572 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 708.4813 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 837 vested dividend equivalent rights and a de minimus adjustment of 0.2423 due to fractional rounding of the dividend equivalent rights.