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Hewlett Packard Enterprise Co — Director's Dealing 2018
Dec 12, 2018
30133_dirs_2018-12-11_d19e1e7f-773f-4abf-a109-1d84331fffa1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-12-07
Reporting Person: Neri Antonio F (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-07 | Common Stock | M | 53105 | $14.71 | Acquired | 140933 | Direct |
| 2018-12-07 | Common Stock | F | 26331 | $14.71 | Disposed | 114602 | Direct |
| 2018-12-07 | Common Stock | M | 107995 | $14.71 | Acquired | 222597 | Direct |
| 2018-12-07 | Common Stock | F | 53545 | $14.71 | Disposed | 169052 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-07 | Restricted Stock Units | $ | M | 53105 | Disposed | Common Stock (53105) | Direct | |
| 2018-12-07 | Restricted Stock Units | $ | M | 107995 | Disposed | Common Stock (107995) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 686.9619 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,965 vested dividend equivalent rights and a de minimus adjustment of 0.4433 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
F3: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,125.4507 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 2,510 vested dividend equivalent rights and a de minimus adjustment of 0.7031 due to fractional rounding of the dividend equivalent rights.