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Hewlett Packard Enterprise Co Director's Dealing 2018

Dec 12, 2018

30133_dirs_2018-12-11_d19e1e7f-773f-4abf-a109-1d84331fffa1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-12-07

Reporting Person: Neri Antonio F (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-07 Common Stock M 53105 $14.71 Acquired 140933 Direct
2018-12-07 Common Stock F 26331 $14.71 Disposed 114602 Direct
2018-12-07 Common Stock M 107995 $14.71 Acquired 222597 Direct
2018-12-07 Common Stock F 53545 $14.71 Disposed 169052 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-07 Restricted Stock Units $ M 53105 Disposed Common Stock (53105) Direct
2018-12-07 Restricted Stock Units $ M 107995 Disposed Common Stock (107995) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 686.9619 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,965 vested dividend equivalent rights and a de minimus adjustment of 0.4433 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,125.4507 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 2,510 vested dividend equivalent rights and a de minimus adjustment of 0.7031 due to fractional rounding of the dividend equivalent rights.