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Hewlett Packard Enterprise Co Director's Dealing 2018

Dec 12, 2018

30133_dirs_2018-12-11_787082fd-b04c-4da7-85cd-d9c37e422474.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-12-07

Reporting Person: Ricci Jeff T (SVP, Controller & PAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-07 Common Stock M 10620 $14.71 Acquired 10620 Direct
2018-12-07 Common Stock F 5266 $14.71 Disposed 5354 Direct
2018-12-07 Common Stock M 20400 $14.71 Acquired 25754 Direct
2018-12-07 Common Stock F 10115 $14.71 Disposed 15639 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-07 Restricted Stock Units $ M 10620 Disposed Common Stock (10620) Direct
2018-12-07 Restricted Stock Units $ M 20400 Disposed Common Stock (20400) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 155.8015 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 137.3843 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 393 vested dividend equivalent rights and a de minimus adjustment of 0.5172 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 455.2937 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 401.4739 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 475 vested dividend equivalent rights and a de minimus adjustment of 0.3666 due to fractional rounding of the dividend equivalent rights.