Hewlett Packard Enterprise Co — Director's Dealing 2018

Dec 12, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-12-07

Reporting Person: Rothman Irv (President Financial Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-07	Common Stock	M	8541	$14.71	Acquired	31001	Direct
2018-12-07	Common Stock	F	2733	$14.71	Disposed	28268	Direct
2018-12-09	Common Stock	M	14883	$14.71	Acquired	43151	Direct
2018-12-09	Common Stock	F	5771	$14.71	Disposed	37380	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-09	Restricted Stock Units	$	M	8541	Disposed		Common Stock (8541)	Direct
2018-12-07	Restricted Stock Units	$	M	14883	Disposed		Common Stock (14883)	Direct
2018-07-04	Restricted Stock Units	$	A	335.9991	Acquired		Common Stock (335.9991)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/09/15 the reporting person was granted 28,332 Restricted Stock Units ("RSUs"), 14,165 of which vested on 12/09/17, and 14,167 of which vested on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.9071 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 95.1515 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 716 vested dividend equivalent rights and a de minimus adjustment of 0.0651 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3: As previously reported, on 12/07/16 the reporting person was granted 24,675 RSUs, 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 125.3038 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 110.4918 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 317 vested dividend equivalent rights and a de minimus adjustment of 0.7446 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 178.5528 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 157.4463 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.