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Hewlett Packard Enterprise Co — Director's Dealing 2018
Dec 12, 2018
30133_dirs_2018-12-11_927b5e2e-2ad3-4b47-b577-5b873001bd6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2018-12-07
Reporting Person: WHITMAN MARGARET C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-07 | Common Stock | M | 153415 | $14.71 | Acquired | 199054 | Direct |
| 2018-12-07 | Common Stock | F | 76064 | $14.71 | Disposed | 122990 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-07 | Restricted Stock Units | $ | M | 153415 | Disposed | Common Stock (153415) | Direct | |
| 2018-10-03 | Restricted Stock Units | $ | A | 83.9082 | Acquired | Common Stock (83.9082) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66 | Indirect |
Footnotes
F1: There is no reportable change since the last filing. This is a reiteration of holdings only.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which vested on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included are 1,984.5672 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 5,676 vested dividend equivalent rights and a de minimus adjustment of 0.5768 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F4: As previously reported, on 05/04/18, the reporting person was granted 12,493 RSUs, all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.