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Hewlett Packard Enterprise Co — Director's Dealing 2017
Apr 4, 2017
30133_dirs_2017-04-04_1b9ea5c3-4734-465f-b2b8-7dc5c4294cb1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-03-31
Reporting Person: SCHULTZ JOHN F (EVP, GC & SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-31 | Common Stock | S | 17176 | $24.00 | Disposed | 100686.3967 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-04 | Restricted Stock Units | $ | A | 40.0311 | Acquired | Common Stock (40.0311) | Direct | |
| 2017-01-04 | Restricted Stock Units | $ | A | 175.3531 | Acquired | Common Stock (175.3531) | Direct | |
| 2017-01-04 | Restricted Stock Units | $ | A | 85.5505 | Acquired | Common Stock (85.5505) | Direct | |
| 2017-01-04 | Restricted Stock Units | $ | A | 154.4284 | Acquired | Common Stock (154.4284) | Direct |
Footnotes
F1: The total beneficial ownership includes the acquisition of 1.4880 shares at $23.5014 per share received on 01/04/17 through dividends paid in shares.
F2: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4: As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 40.0311 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
F5: As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 31,631 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 175.3531 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
F6: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
F7: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.