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Hewlett Packard Enterprise Co Director's Dealing 2017

Apr 4, 2017

30133_dirs_2017-04-04_1b9ea5c3-4734-465f-b2b8-7dc5c4294cb1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-03-31

Reporting Person: SCHULTZ JOHN F (EVP, GC & SEC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-31 Common Stock S 17176 $24.00 Disposed 100686.3967 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-04 Restricted Stock Units $ A 40.0311 Acquired Common Stock (40.0311) Direct
2017-01-04 Restricted Stock Units $ A 175.3531 Acquired Common Stock (175.3531) Direct
2017-01-04 Restricted Stock Units $ A 85.5505 Acquired Common Stock (85.5505) Direct
2017-01-04 Restricted Stock Units $ A 154.4284 Acquired Common Stock (154.4284) Direct

Footnotes

F1: The total beneficial ownership includes the acquisition of 1.4880 shares at $23.5014 per share received on 01/04/17 through dividends paid in shares.

F2: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 40.0311 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F5: As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 31,631 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 175.3531 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F6: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.