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Hewlett Packard Enterprise Co — Director's Dealing 2017
Dec 11, 2017
30133_dirs_2017-12-11_adb6d1f9-d7df-439c-8b67-24a0f684b2bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-12-07
Reporting Person: WHITMAN MARGARET C (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-07 | Common Stock | M | 149902 | $14.22 | Acquired | 1371349 | Direct |
| 2017-12-07 | Common Stock | F | 78220 | $14.22 | Disposed | 1293129 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-07 | Restricted Stock Units | $ | M | 149902 | Disposed | Common Stock (149902) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66 | Indirect |
Footnotes
F1: There is no reportable change since the last filing. This is a reiteration of holdings only.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which will vest on 12/07/18, and 147,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 2,163 vested dividend equivalent rights and a de minimus adjustment of 0.769300 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.