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Hewlett Packard Enterprise Co — Director's Dealing 2017
Mar 9, 2017
30133_dirs_2017-03-09_cd896c5d-843d-4b2c-8566-b52ff9a1766a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-03-08
Reporting Person: Nefkens Michael G (EVP, GM Enterprise Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-08 | Common Stock | M | 322733 | $15.01 | Acquired | 581110.148 | Direct |
| 2017-03-08 | Common Stock | S | 322733 | $22.6381 | Disposed | 258377.148 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-08 | Employee Stock Option (Right to Buy) | $15.01 | M | 322733 | Disposed | 2021-12-11 | Common Stock (322733) | Direct |
| 2017-01-04 | Restricted Stock Units | $ | A | 66.7213 | Acquired | Common Stock (66.7213) | Direct | |
| 2017-01-04 | Restricted Stock Units | $ | A | 382.5881 | Acquired | Common Stock (382.5881) | Direct | |
| 2017-01-04 | Restricted Stock Units | $ | A | 139.9953 | Acquired | Common Stock (139.9953) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1012 | Indirect |
Footnotes
F1: The total beneficial ownership includes the acquisition of 0.0290 shares at $23.50 per share received on 01/04/17 through dividends paid in shares.
F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.58 to $22.73. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3: There is no reportable change since the last filing. This is a reiteration of holdings only.
F4: This option became exercisable beginning on this date.
F5: This option is no longer exercisable beginning on this date.
F6: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F7: As previously reported, on 12/10/14 the reporting person was granted 40,150 restricted stock units ("RSUs"), 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.7213 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
F8: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 382.5881 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
F9: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 139.9953 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.