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Hewlett Packard Enterprise Co Director's Dealing 2017

Mar 9, 2017

30133_dirs_2017-03-09_cd896c5d-843d-4b2c-8566-b52ff9a1766a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-03-08

Reporting Person: Nefkens Michael G (EVP, GM Enterprise Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-08 Common Stock M 322733 $15.01 Acquired 581110.148 Direct
2017-03-08 Common Stock S 322733 $22.6381 Disposed 258377.148 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-08 Employee Stock Option (Right to Buy) $15.01 M 322733 Disposed 2021-12-11 Common Stock (322733) Direct
2017-01-04 Restricted Stock Units $ A 66.7213 Acquired Common Stock (66.7213) Direct
2017-01-04 Restricted Stock Units $ A 382.5881 Acquired Common Stock (382.5881) Direct
2017-01-04 Restricted Stock Units $ A 139.9953 Acquired Common Stock (139.9953) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1012 Indirect

Footnotes

F1: The total beneficial ownership includes the acquisition of 0.0290 shares at $23.50 per share received on 01/04/17 through dividends paid in shares.

F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.58 to $22.73. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3: There is no reportable change since the last filing. This is a reiteration of holdings only.

F4: This option became exercisable beginning on this date.

F5: This option is no longer exercisable beginning on this date.

F6: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7: As previously reported, on 12/10/14 the reporting person was granted 40,150 restricted stock units ("RSUs"), 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.7213 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F8: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 382.5881 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F9: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 139.9953 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.