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Hewlett Packard Enterprise Co — Director's Dealing 2017
Dec 12, 2017
30133_dirs_2017-12-12_01c99cc9-de66-40b7-9187-f73d71c29857.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-12-09
Reporting Person: Karros Kirt P (SVP, Finance & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-09 | Common Stock | M | 8728 | $14.34 | Acquired | 13690 | Direct |
| 2017-12-09 | Common Stock | F | 4555 | $14.34 | Disposed | 9135 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-09 | Restricted Stock Units | $ | M | 8728 | Disposed | Common Stock (8728) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/09/15 the reporting person was granted 15,152 restricted stock units ("RSUs"), 5,050 of which vested on 12/09/16, 8,499 of which vested on 12/09/17, and 8,500 of which willl vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 229 vested dividend equivalent rights and a de minimus adjustment of 0.2702 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.