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Hewlett Packard Enterprise Co Director's Dealing 2017

Apr 25, 2017

30133_dirs_2017-04-25_638cb663-0f15-4d48-b33b-ebad40e61eff.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-03-22

Reporting Person: Andreessen Marc L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-22 Common Stock M 13499 Acquired 125401.0962 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-22 Restricted Stock Units $ M 13499 Disposed Common Stock (13499) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15660 Direct

Footnotes

F1: The 1,095 shares issued to the reporting person on 02/28/17 pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chair fees of $25,000 for Issuer's Board Year 2016 were deferred pursuant to footnote (2) below.

F2: The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors. The number of deferred shares were subject to change due to the Issuer's spin-off of Everett SpinCo, Inc. on 04/01/17. The number of deferred shares reported in this amendment reflects that conversion adjustment.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. The number of RSUs that vested was an estimated amount, subject to change due to the vesting triggered during the Issuer's ex-dividend trading period prior to its spin-off of Everett SpinCo, Inc. on 04/01/17. The number of RSUs reported in this amendment reflects that conversion adjustment. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110 vested dividend equivalent rights and a de minimus adjustment of 0.5258 due to fractional rounding of the dividend equivalent rights. The RSUs that cliff vested were deferred as noted in footnote (2) above.