AI assistant
Hewlett Packard Enterprise Co — Director's Dealing 2017
Apr 25, 2017
30133_dirs_2017-04-25_638cb663-0f15-4d48-b33b-ebad40e61eff.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-03-22
Reporting Person: Andreessen Marc L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-22 | Common Stock | M | 13499 | — | Acquired | 125401.0962 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-22 | Restricted Stock Units | $ | M | 13499 | Disposed | Common Stock (13499) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15660 | Direct |
Footnotes
F1: The 1,095 shares issued to the reporting person on 02/28/17 pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chair fees of $25,000 for Issuer's Board Year 2016 were deferred pursuant to footnote (2) below.
F2: The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors. The number of deferred shares were subject to change due to the Issuer's spin-off of Everett SpinCo, Inc. on 04/01/17. The number of deferred shares reported in this amendment reflects that conversion adjustment.
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. The number of RSUs that vested was an estimated amount, subject to change due to the vesting triggered during the Issuer's ex-dividend trading period prior to its spin-off of Everett SpinCo, Inc. on 04/01/17. The number of RSUs reported in this amendment reflects that conversion adjustment. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110 vested dividend equivalent rights and a de minimus adjustment of 0.5258 due to fractional rounding of the dividend equivalent rights. The RSUs that cliff vested were deferred as noted in footnote (2) above.