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Hewlett Packard Enterprise Co — Director's Dealing 2017
Dec 12, 2017
30133_dirs_2017-12-12_9eb121e3-a268-4feb-98a2-cb663ff812a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-12-09
Reporting Person: Ricci Jeff T (SVP, Controller & PAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-09 | Common Stock | M | 17454 | $14.34 | Acquired | 22416 | Direct |
| 2017-12-09 | Common Stock | F | 9109 | $14.34 | Disposed | 13307 | Direct |
| 2017-12-10 | Common Stock | M | 7075 | $14.34 | Acquired | 20382 | Direct |
| 2017-12-10 | Common Stock | F | 3693 | $14.34 | Disposed | 16689 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-09 | Restricted Stock Units | $ | M | 17454 | Disposed | Common Stock (17454) | Direct | |
| 2017-12-10 | Restricted Stock Units | $ | M | 7075 | Disposed | Common Stock (7075) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/09/15 the reporting person was granted 30,303 restricted stock units ("RSUs"), 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 457 vested dividend equivalent rights and a de minimus adjustment of 0.5641 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F3: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 6,752 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 323 vested dividend equivalent rights and a de minimus adjustment of 0.3750 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported.