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Hewlett Packard Enterprise Co Director's Dealing 2017

Dec 12, 2017

30133_dirs_2017-12-12_9eb121e3-a268-4feb-98a2-cb663ff812a0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-12-09

Reporting Person: Ricci Jeff T (SVP, Controller & PAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-09 Common Stock M 17454 $14.34 Acquired 22416 Direct
2017-12-09 Common Stock F 9109 $14.34 Disposed 13307 Direct
2017-12-10 Common Stock M 7075 $14.34 Acquired 20382 Direct
2017-12-10 Common Stock F 3693 $14.34 Disposed 16689 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-09 Restricted Stock Units $ M 17454 Disposed Common Stock (17454) Direct
2017-12-10 Restricted Stock Units $ M 7075 Disposed Common Stock (7075) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/09/15 the reporting person was granted 30,303 restricted stock units ("RSUs"), 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 457 vested dividend equivalent rights and a de minimus adjustment of 0.5641 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 6,752 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 323 vested dividend equivalent rights and a de minimus adjustment of 0.3750 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported.