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Hewlett Packard Enterprise Co — Director's Dealing 2017
Mar 13, 2017
30133_dirs_2017-03-13_03415755-0169-4518-9985-c31329b79e62.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-03-09
Reporting Person: Nefkens Michael G (EVP, GM Enterprise Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-09 | Common Stock | M | 215868 | $14.49 | Acquired | 474245.148 | Direct |
| 2017-03-09 | Common Stock | S | 215868 | $22.4676 | Disposed | 258377.148 | Direct |
| 2017-03-09 | Common Stock | M | 103367 | $14.85 | Acquired | 361744.148 | Direct |
| 2017-03-09 | Common Stock | S | 103367 | $22.4676 | Disposed | 258377.148 | Direct |
| 2017-03-10 | Common Stock | M | 512076 | $9.57 | Acquired | 770453.148 | Direct |
| 2017-03-10 | Common Stock | S | 512076 | $22.3775 | Disposed | 258377.148 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-09 | Employee Stock Option (Right to Buy) | $14.49 | M | 215868 | Disposed | 2023-11-02 | Common Stock (215868) | Direct |
| 2017-03-09 | Employee Stock Option (Right to Buy) | $14.85 | M | 103367 | Disposed | 2023-12-09 | Common Stock (103367) | Direct |
| 2017-03-10 | Employee Stock Option (Right to Buy) | $9.57 | M | 512076 | Disposed | 2021-01-16 | Common Stock (512076) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1012 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.39 to $22.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.21 to $22.69. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3: There is no reportable change since the last filing. This is a reiteration of holdings only.
F4: This option became exercisable beginning on this date.
F5: This option is no longer exercisable beginning on this date.