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Hewlett Packard Enterprise Co — Director's Dealing 2017
Dec 11, 2017
30133_dirs_2017-12-11_a775bcba-ce47-4f6c-b0f8-77d9d86c430c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-12-07
Reporting Person: Neri Antonio F (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-07 | Common Stock | M | 51889 | $14.22 | Acquired | 211108 | Direct |
| 2017-12-07 | Common Stock | F | 27076 | $14.22 | Disposed | 184032 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-07 | Restricted Stock Units | $ | A | 316456 | Acquired | Common Stock (316456) | Direct | |
| 2017-12-07 | Restricted Stock Units | $ | M | 51889 | Disposed | Common Stock (51889) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: On 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs), 105,485 of which will vest on each of 12/07/18 and 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F3: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which vested on 12/07/17, 51,140 of which will vest on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 749 vested dividend equivalent rights and a de minimus adjustment of 0.1174 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.