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Hewlett Packard Enterprise Co — Director's Dealing 2017
Dec 12, 2017
30133_dirs_2017-12-12_5851ba1d-e4b6-4e8d-9503-807bd3388eda.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-12-09
Reporting Person: SCHULTZ JOHN F (EVP, CLAA & SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-09 | Common Stock | M | 26666 | $14.34 | Acquired | 196040.7105 | Direct |
| 2017-12-09 | Common Stock | F | 13915 | $14.34 | Disposed | 182125.7105 | Direct |
| 2017-12-10 | Common Stock | M | 25470 | $14.34 | Acquired | 207595.7105 | Direct |
| 2017-12-10 | Common Stock | F | 13291 | $14.34 | Disposed | 194304.7105 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-09 | Restricted Stock Units | $ | M | 26666 | Disposed | Common Stock (26666) | Direct | |
| 2017-12-10 | Restricted Stock Units | $ | M | 25470 | Disposed | Common Stock (25470) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/09/15 the reporting person was granted 46,296 restricted stock units ("RSUs"), 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 697 vested dividend equivalent rights and a de minimus adjustment of 0.2557 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F3: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 24,303 of which vested on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,167 vested dividend equivalent rights and a de minimus adjustment of 0.2427 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported.