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Hewlett Packard Enterprise Co Director's Dealing 2017

Dec 12, 2017

30133_dirs_2017-12-12_5b2b78ef-437f-40bf-8be9-46da07a3f073.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-12-09

Reporting Person: Neri Antonio F (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-09 Common Stock M 43637 $14.34 Acquired 227669 Direct
2017-12-09 Common Stock F 22771 $14.34 Disposed 204898 Direct
2017-12-10 Common Stock M 56605 $14.34 Acquired 261503 Direct
2017-12-10 Common Stock F 29538 $14.34 Disposed 231965 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-09 Restricted Stock Units $ M 43637 Disposed Common Stock (43637) Direct
2017-12-10 Restricted Stock Units $ M 56605 Disposed Common Stock (56605) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/09/15 the reporting person was granted 75,758 restricted stock units ("RSUs"), 25,252 of which vested on 12/09/16, 42,496 of which vested on 12/09/17, and 42,498 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,141 vested dividend equivalent rights and a de minimus adjustment of 0.7013 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which vested on 12/10/16, and 54,010 of which vested on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 2,595 vested dividend equivalent rights and a de minimus adjustment of 0.6783 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported.