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Hewlett Packard Enterprise Co — Director's Dealing 2017
Dec 12, 2017
30133_dirs_2017-12-12_860a6a74-ee7b-4693-99be-273d46eeaf25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-12-09
Reporting Person: WHITMAN MARGARET C (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-09 | Common Stock | M | 126065 | $14.34 | Acquired | 1419194 | Direct |
| 2017-12-09 | Common Stock | F | 65782 | $14.34 | Disposed | 1353412 | Direct |
| 2017-12-10 | Common Stock | M | 110379 | $14.34 | Acquired | 1463791 | Direct |
| 2017-12-10 | Common Stock | F | 57596 | $14.34 | Disposed | 1406195 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-09 | Restricted Stock Units | $ | M | 126065 | Disposed | Common Stock (126065) | Direct | |
| 2017-12-10 | Restricted Stock Units | $ | M | 110379 | Disposed | Common Stock (110379) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66 | Indirect |
Footnotes
F1: There is no reportable change since the last filing. This is a reiteration of holdings only.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 12/09/15 the reporting person was granted 218,855 restricted stock units ("RSUs"), 72,951 of which vested on 12/09/16, 122,768 of which vested on 12/09/17, and 122,768 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 3,297 vested dividend equivalent rights and a de minimus adjustment of 0.3980 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
F4: As previously reported, on 12/10/14 the reporting person was granted 104,390 RSUs, 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 105,320 of which vested on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 5,059 vested dividend equivalent rights and a de minimus adjustment of 0.7322 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported.