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Hewlett Packard Enterprise Co — Director's Dealing 2017
May 25, 2017
30133_dirs_2017-05-25_04dd4667-ca1f-4480-917b-821a10467701.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-05-23
Reporting Person: Ricci Jeff T (SVP, Controller & PAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-23 | Common Stock | M | 10352 | $18.86 | Acquired | 10352 | Direct |
| 2017-05-23 | Common Stock | F | 3892 | $18.86 | Disposed | 6460 | Direct |
| 2017-05-25 | Common Stock | S | 6460 | $18.99 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-23 | Restricted Stock Units | $ | M | 10352 | Disposed | Common Stock (10352) | Direct | |
| 2017-04-05 | Restricted Stock Units | $ | A | 19.1841 | Acquired | Common Stock (19.1841) | Direct | |
| 2017-04-05 | Restricted Stock Units | $ | A | 137.4877 | Acquired | Common Stock (137.4877) | Direct | |
| 2017-04-05 | Restricted Stock Units | $ | A | 96.5885 | Acquired | Common Stock (96.5885) | Direct | |
| 2017-04-05 | Restricted Stock Units | $ | A | 87.1726 | Acquired | Common Stock (87.1726) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/10/17.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 05/23/14 the reporting person was granted 12,500 restricted stock units ("RSUs"), 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 9,867 of which vested on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 9 includes 35.8299 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. The number of derivative securities in column 5 includes 485 vested dividend equivalent rights and a de minimus adjustment of 0.8241 due to fractional rounding of the dividend equivalent rights.
F4: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 5,283 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 19.1841 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17.
F5: As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, 18,931 of which will vest on 11/02/17, and 18,931 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 137.4877 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17.
F6: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, 13,299 of which will vest on 12/09/17, and 13,300 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 96.5885 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17.
F7: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,001 of which will vest on 12/07/17, and 8,002 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17.