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Hewlett Packard Enterprise Co — Director's Dealing 2017
Sep 20, 2017
30133_dirs_2017-09-20_c02acc85-10fe-4881-b281-a960e1dade9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-09-18
Reporting Person: WHITMAN MARGARET C (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-18 | Common Stock | M | 249023 | $4.97 | Acquired | 1016622 | Direct |
| 2017-09-18 | Common Stock | S | 249023 | $13.67 | Disposed | 767599 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-18 | Employee Stock Option (right to buy) | $4.97 | M | 249023 | Disposed | 2021-01-02 | Common Stock (249023) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.
F2: There is no reportable change since the last filing. This is a reiteration of holdings only.
F3: This option became exercisable beginning on this date.
F4: This option is no longer exercisable beginning on this date.
F5: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. The number reported in Table II-Column 9 reflects an adjustment in the post-conversion balances previously reported on 09/14/17 (i.e., from 09/13/17 adjusted to 1,120,610, and from 09/14/17 adjusted to 996,077).