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Hewlett Packard Enterprise Co Director's Dealing 2017

Sep 20, 2017

30133_dirs_2017-09-20_c02acc85-10fe-4881-b281-a960e1dade9a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-09-18

Reporting Person: WHITMAN MARGARET C (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-18 Common Stock M 249023 $4.97 Acquired 1016622 Direct
2017-09-18 Common Stock S 249023 $13.67 Disposed 767599 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-18 Employee Stock Option (right to buy) $4.97 M 249023 Disposed 2021-01-02 Common Stock (249023) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 66 Indirect

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

F2: There is no reportable change since the last filing. This is a reiteration of holdings only.

F3: This option became exercisable beginning on this date.

F4: This option is no longer exercisable beginning on this date.

F5: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. The number reported in Table II-Column 9 reflects an adjustment in the post-conversion balances previously reported on 09/14/17 (i.e., from 09/13/17 adjusted to 1,120,610, and from 09/14/17 adjusted to 996,077).