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Hewlett Packard Enterprise Co — Director's Dealing 2017
Nov 6, 2017
30133_dirs_2017-11-06_12035de7-a25d-452c-b479-6fcde1a301f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-11-02
Reporting Person: WHITMAN MARGARET C (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-02 | Common Stock | M | 298145 | $13.63 | Acquired | 1377020 | Direct |
| 2017-11-02 | Common Stock | F | 155573 | $13.63 | Disposed | 1221447 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-02 | Restricted Stock Units | $ | M | 298145 | Disposed | Common Stock (298145) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66 | Indirect |
Footnotes
F1: There is no reportable change since the last filing. This is a reiteration of holdings only.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 11/02/15 the reporting person was granted 517,598 Restricted Stock Units ("RSUs"), 172,532 of which vested on 11/02/16, 290,350 of which will vest on 11/02/17, and 290,352 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 7,795 vested dividend equivalent rights and a de minimus adjustment of 0.4693 due to fractional rounding of the dividend equivalent rights.