Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Hewlett Packard Enterprise Co Director's Dealing 2017

Jul 13, 2017

30133_dirs_2017-07-13_74a9acbd-f9a6-404e-a969-925803b109b9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-07-11

Reporting Person: WHITMAN MARGARET C (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-11 Common Stock M 97422 $5.85 Acquired 865021 Direct
2017-07-11 Common Stock S 97422 $16.71 Disposed 767599 Direct
2017-07-12 Common Stock M 97422 $5.85 Acquired 865021 Direct
2017-07-12 Common Stock S 97422 $16.75 Disposed 767599 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-07-11 Employee Stock Option (right to buy) $5.85 M 97422 Disposed 2020-12-06 Common Stock (97422) Direct
2017-07-12 Employee Stock Option (right to buy) $5.85 M 97422 Disposed 2020-12-06 Common Stock (97422) Direct
2017-07-05 Restricted Stock Units $ A 316.1824 Acquired Common Stock (316.1824) Direct
2017-07-05 Restricted Stock Units $ A 1743.3238 Acquired Common Stock (1743.3238) Direct
2017-07-05 Restricted Stock Units $ A 737.1246 Acquired Common Stock (737.1246) Direct
2017-07-05 Restricted Stock Units $ A 1330.5853 Acquired Common Stock (1330.5853) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 66 Indirect

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

F2: There is no reportable change since the last filing. This is a reiteration of holdings only.

F3: This option became exercisable beginning on this date.

F4: This option is no longer exercisable beginning on this date.

F5: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 316.1824 dividend equivalent rights being reported reflect 316.1824 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.

F7: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,743.3238 dividend equivalent rights being reported reflect 1,743.3238 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.

F8: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 737.1246 dividend equivalent rights being reported reflect 737.1246 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.

F9: As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,330.5853 dividend equivalent rights being reported reflect 1,330.5853 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.