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Hewlett Packard Enterprise Co — Director's Dealing 2017
Dec 11, 2017
30133_dirs_2017-12-11_efae82eb-a1ea-451d-a996-0515276b1ec6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2017-12-07
Reporting Person: SCHULTZ JOHN F (EVP, CLAA & SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-07 | Common Stock | M | 31709 | $14.22 | Acquired | 185920.7105 | Direct |
| 2017-12-07 | Common Stock | F | 16546 | $14.22 | Disposed | 169374.7105 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-07 | Restricted Stock Units | $ | A | 140647 | Acquired | Common Stock (140647) | Direct | |
| 2017-12-07 | Restricted Stock Units | $ | M | 31709 | Disposed | Common Stock (31709) | Direct |
Footnotes
F1: The total beneficial ownership includes 548.2638 shares at $13.22400 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 10/31/17 with respect to shares held under the ESPP.
F2: To clarify, the total beneficial ownership reflects an adjustment of 50 shares in connection with the 10/31/17 vesting of the reporting person's performance adjusted restricted stock units previously reported on 11/02/17 as 49,042 shares instead of 49,092 shares.
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4: On 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs), 46,882 of which will vest on each of 12/07/18 and 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F5: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 458 vested dividend equivalent rights and a de minimus adjustment of 0.1324 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.