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Hewlett Packard Enterprise Co — Director's Dealing 2015
Nov 4, 2015
30133_dirs_2015-11-04_2d382e9c-2fdc-4d98-8444-ea26c0a303be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2015-11-02
Reporting Person: WHITMAN MARGARET C (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-02 | Common Stock | J | 453108 | — | Acquired | 453108 | Direct |
| 2015-11-02 | Common Stock | J | 66 | — | Acquired | 66 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-02 | Employee Stock Option (right to buy) | $14.49 | A | 1619013 | Acquired | 2023-11-02 | Common Stock (1619013) | Direct |
| 2015-11-02 | Restricted Stock Units | $ | A | 517598 | Acquired | Common Stock (517598) | Direct |
Footnotes
F1: Hewlett-Packard Company ("HP Co.") stockholders of record on 10/21/15 ("Record Date") received one share of Hewlett Packard Enterprise common stock for every one share of HP Co. common stock held on the Record Date. The total direct beneficial ownership reflects the shares acquired by the reporting person from the pro rata distribution on 11/02/15.
F2: The performance contingent stock options will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
F3: This option is no longer exercisable beginning on this date.
F4: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5: On 11/02/15 the reporting person was granted 517,598 restricted stock units ("RSUs"), 172,532 of which will vest on 11/02/16, and 172,533 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.