Heritage Global Inc. — Director's Dealing 2023

Apr 11, 2023

SEC Form 4/A — Form 4/A

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2023-03-01

Reporting Person: DOVE ROSS (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-01	Common Stock	A	57764	$0.00	Acquired	2229073	Direct
2023-03-01	Common Stock	F	19974	$2.53	Disposed	2209099	Direct

Footnotes

F1: On March 17, 2023 the reporting person filed a Form 4 erroneously reporting the share price of $2.57 per share on disposed shares of common stock. The correct price per share is $2.53. This amendment is being filed to correct the share price, total shares of common stock issued and total shares of common stock withheld by the issuer in order to satisfy the persons payroll tax liability. As a result of the error described above, 900 shares were omitted from Table I, Column 4 and 311 shares were omitted from Column 5. The correct number shares of common stock issued is 57,764 and the correct number of shares of common stock withheld by the issuer is 19,974.

F2: These shares are restricted and will vest in full on March 1, 2024.