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Heritage Global Inc. — Director's Dealing 2022
Mar 23, 2022
34494_dirs_2022-03-23_07c43522-aa62-4939-987f-819f4fb0a805.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2022-03-21
Reporting Person: SHIMER SAMUEL L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-21 | Common Stock | M | 10000 | $0.42 | Acquired | 155000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-21 | Option to purchase common stock | $0.42 | M | 10000 | Disposed | 2022-03-31 | Common Stock (10000) | Direct |
Footnotes
F1: Options were granted 3/31/2015 and vested 25% annually beginning on the first anniversary of the grant date.
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