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Heritage Global Inc. — Director's Dealing 2022
Mar 30, 2022
34494_dirs_2022-03-30_ce98e34e-1bb6-47fd-9270-58056da1e5b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2022-03-28
Reporting Person: Ludwig David Van (Director, President of subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-28 | Common Stock | F | 13959 | $1.36 | Disposed | 1032896 | Direct |
| 2022-03-28 | Common Stock | M | 21250 | $0.70 | Acquired | 1046855 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-28 | Option to purchase common stock | $0.70 | M | 21250 | Disposed | 2029-06-01 | Common Stock (21250) | Direct |
Footnotes
F1: Options were granted 6/1/2019 and vest 25% annually beginning on the first anniversary of the grant date.
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