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Heritage Global Inc. — Director's Dealing 2022
May 16, 2022
34494_dirs_2022-05-16_b98343ae-e10a-4837-a8da-366cde1fdcd9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2022-05-16
Reporting Person: COBB BRIAN J. (VP of Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-16 | Common Stock | M | 11250 | $0.45 | Acquired | 71250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-16 | Option to purchase common stock | $0.45 | M | 11250 | Disposed | 2022-05-16 | Common Stock (11250) | Direct |
Footnotes
F1: Options were granted 1/19/2018 and vest 25% annually beginning on the first anniversary of the grant date.
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