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Heritage Global Inc. Director's Dealing 2021

Feb 5, 2021

34494_dirs_2021-02-05_d6f237d4-0ea0-423b-8080-294278c3d83a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2020-11-05

Reporting Person: Sharpe Kelly S (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-05 Option to purchase common stock $1.77 A 25000 Acquired 2030-11-05 Common Stock (25000) Direct

Footnotes

F1: Options vest 25% annually beginning on the first anniversary of the grant date.