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Heritage Global Inc. Director's Dealing 2021

Mar 30, 2021

34494_dirs_2021-03-30_87ab1ab4-8a4d-4246-8012-63892e9729d3.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2021-03-24

Reporting Person: COBB BRIAN J. (VP of Finance and Controller)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 33690 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options to purchase common stock $0.45 2029-01-19 Common Stock (22500) Direct

Footnotes

F1: Options to purchase 11,250 shares of common stock exercisable as of 1/19/2021. Options to purchase 11,250 shares of common stock vest on 1/19/2022.